Service 04

Navigate Compliance, Regulation & Corporate Structuring with Confidence

From company incorporation to ROC filings to regulatory compliance strategic guidance at every step.

Regulatory complexity grows with every stage of your business. Missing a filing or structuring incorrectly can stall growth or trigger penalties. We keep you ahead.

Corporate & Regulatory Advisory at Fenil P. Shah and Associates
Scope of Services

What Corporate & Regulatory Advisory Covers

1

Business Formation & Structuring

  • Company incorporation (Private Limited, OPC, LLP, Partnership)
  • ROC registration and director/partner documentation
  • Business structure optimization (Private Limited vs. LLP vs. Sole Proprietorship)
  • FEMA compliance for NRI-led businesses and cross-border investments
2

Ongoing Compliance & ROC Filings

  • Annual ROC filings (MCA forms, DPT-3, e-forms)
  • Board resolutions and minutes documentation
  • Statutory audit coordination and annual report preparation
  • Secretarial audit and CS certification
3

Regulatory & Government Compliance

  • FEMA approvals and cross-border transaction guidance
  • MoA/AoA amendments and constitutional changes
  • Regulatory permissions (Import-Export Code, MSME registration, Udyam, etc.)
  • Compliance calendar and deadline management
4

Corporate Restructuring & Exit Planning

  • Merger, amalgamation, and demerger planning
  • Business sale structuring and tax optimization
  • Succession planning for family businesses
  • Winding-up and closure procedures
Why Work With Us

The advantage of specialized experience

We bring focused expertise and a proactive mindset to every engagement anticipating issues before they become problems.

  • End-to-end guidance from incorporation to exit.

  • FEMA and cross-border expertise for NRI-led businesses.

  • Compliance calendar so deadlines never surprise you.

Sector Focus

Industries We Specialize In

1

Startups

ESOPs, investor onboarding, Series A–D compliances.

2

Technology & Software

IP handling, export regulations.

3

Import-Export

FEMA, trade compliance.

4

Real Estate

Land/property transactions, project structuring.

FAQs

Common questions about this service

Have a specific question? We're happy to discuss your situation in a confidential consultation.

Yes. We compare Private Limited, LLP, and Sole Proprietorship against your tax, liability, and growth goals.

1. Risk Based, 2. Turnaround Time, 3. Data Hygiene, 4. Regulatory Exposure, 5. Complexity

Let's Talk

Let's Shape a Smarter Financial Future